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Rule 144A
Results: 189

#	Item
91	CUSTOMER: TITLE: OTC Markets OTC Markets Third Quarter 2012 Earnings Conference Call Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2012-12-14 16:17:52 Finance Financial markets OTC Markets Group Over-the-counter Security Futures contract Rule 144A Electronic trading Stock Financial economics Stock market Investment
92	http://www.foleyhoag.com/NewsCenter/Publications/Alerts/Securit Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-10-31 22:05:37 Finance Financial system Financial regulation Investment SEC filings Securities Act Qualified institutional buyer Rule 144A Form D Financial economics United States Securities and Exchange Commission United States securities law
93	Client Alert Financial Industry Group If you have questions or would like additional information on the material covered in this Alert, Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-11-02 21:18:59 Finance Business Stock market Securities 73rd United States Congress Securities Act Rule 144A Regulation D Initial public offering Financial economics United States securities law United States Securities and Exchange Commission
94	Client Alert - General Solicitation, Regulation D and Bad Actors FAQs Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2013-08-06 17:28:54 Finance United States securities law Investment Financial regulation Regulation D Securities Act Qualified institutional buyer Rule 144A Form D Financial economics United States Securities and Exchange Commission Stock market
95	SNR DENTON LJ SNR Denton US LLP Two World Financial Center 225 Liberty Street New York, NY[removed]USA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-15 10:53:22 Financial system Financial regulation 73rd United States Congress Securities New Deal Securities Act Rule 144A Depository Trust & Clearing Corporation Securities Exchange Act United States Securities and Exchange Commission United States securities law Financial economics
96	July 14, 2011 BY ELECTRONIC MAIL Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-15 11:21:19 73rd United States Congress Finance Financial economics New Deal Securities Act Securities Exchange Act Rule 144A U.S. Securities and Exchange Commission Regulation D United States Securities and Exchange Commission United States securities law Financial regulation
97	MEMORANDUM October 9, 2012 To: File Nos. S7[removed]and S7-21-11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-10 13:42:00 Financial regulation Law Rule 144A Troy A. Paredes Securities Act S7 Solicitation Dodd–Frank Wall Street Reform and Consumer Protection Act Wall Street reform United States Securities and Exchange Commission United States securities law United States federal banking legislation
98	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]July 19, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-21 10:42:27 Finance Financial economics 73rd United States Congress Self-regulatory organizations Stock market Financial Industry Regulatory Authority Qualified institutional buyer Securities Act Rule 144A United States securities law United States Securities and Exchange Commission Financial regulation
99	URGENT: Join ACA’s Campaign to Protect Angel Funding and the Startup Ecosystem We Support The Securities and Exchange Commission (SEC) is poised to revisit the existing definition of an individual accredited investor Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2014-05-20 11:33:32 United States Securities and Exchange Commission United States securities law Private equity Financial regulation Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act Rule 144A Angel Capital Association U.S. Securities and Exchange Commission Financial economics Investment Finance
100	MEMORANDUM October 5, 2012 To: File Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-05 14:04:34 Financial regulation Late-2000s financial crisis Systemic risk Rule 144A Wall Street reform Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act United States Securities and Exchange Commission United States securities law United States federal banking legislation

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